Ethics for Bankers        




This course introduces the standards of conduct that should guide employees of financial institutions. The course introduces some of the legal foundations for ethical conduct. However, the course also shows how ethics goes beyond minimum legal and regulatory compliance. Finally, the course reviews areas of concern that are commonly included in financial institutions’ codes of conduct. Strategies are provided for minimizing work-related ethical conflicts and dilemmas.


1 Hour(s)


  • Recognize why ethical conduct is important to financial institutions.
  • Define what ethics is and how it relates to legal and regulatory systems.
  • Identify core standards such as integrity, honesty, reciprocity, responsibility, fairness, and so forth.
  • Identify concerns commonly included in financial institutions’ codes of conduct.
  • Distinguish between ethical and unethical behavior in financial institutions.

     63B1R4.0

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