Nondeposit Investment Products 
This course presents an overview of the various types of non-deposit investment products, and describes the procedures and limitations for unlicensed branch employees in dealing with these products.
1 Hour(s)
Be aware of the various types of non-deposit investment products.
Differentiate between non-deposit and traditional deposit products.
Understand the differences between deposit insurance from the Federal Deposit Insurance Corporation (FDIC) and investor’s insurance from the Securities Investor Protection Corporation (SIPC).
Appreciate the special licensing and knowledge needed to discuss and sell non-deposit investment products.
Know the responsibilities of the unlicensed employee – what should be done, what may be done, and what cannot be done – when dealing with non-deposit investment products.
Be familiar with minimum disclosures and advertising requirements for non-deposit investment products.
56B3R4.1
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