Sarbanes Oxley Act Overview        




The Sarbanes-Oxley Act is a law created by the federal government. This law was the government’s response to a number of scandals at corporations such as Enron, WorldCom and Tyco. You need to be familier with the scope of this law and how it affects financial institutions.


1.5 Hour(s)


  • Describe the basic purpose of the Sarbanes-Oxley Act (SarbOx.)
  • Describe key Sections of the Act.
  • Identify your role in the bank’s ability to satisfy the requirements of Sarbox.
  • Recognize the role of enforcing agencies.

     103B3R4.1

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